Eminence Capital, LP (New York)


Eminence Capital, LP is a large advisory firm based in New York. It manages $8.44 billion of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2015.

Eminence Capital provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Eminence Capital: assets under management

The assets under management (AUM) of Eminence Capital, LP is $8.44 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -20% since the beginning of its operation, and $4.92 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $8.44 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $703.07 million each.
Eminence Capital has custody of $7.91 billion in cash and securities for 11 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 98% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Eminence Capital, LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Eminence Capital serves?

The only and largest group of clients of Eminence Capital is pooled investment vehicles with 11 clients and $7.91 billion of assets under management. Among the 8 most similar advisory firms, Eminence Capital has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $7.91 billion for 11 clients. 50% of the firm’s clients are foreign persons or businesses.

Eminence Capital also advises several private funds. Namely, nine hedge funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Eminence Capital, LP

The company employs 54 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ricky Chad Sandler Chief executive officer and chief investment officer 1 Dec 1998 75% - 100% 6021220
Paul Francis Kenny General counsel 1 Jun 2007 Other 5043381
Stephen Maresco Principal and chief operating officer 1 Jan 2008 Other 4261708
Casey Anthony Overby Chief financial officer 1 Dec 2013 Other 6280594
Llc Eminence Capital Gp General partner 1 Jun 2014 Other 471095967
Samuel Jonathan Hest Chief compliance officer 1 Jan 2015 Other 6438387

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Ricky Chad Sandler Managing member 1 Jun 2014 75% - 100% 6021220

Based in New York

The principal office where Eminence Capital, LP performs its advisory services is located at 399 Park Avenue, 25 Th Floor, New York, NY 10022 4614, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-418-2100 or by fax 212-418-2150. The normal business hours are 8:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at eminencecapital.com and its LinkedIn profile.