Daiwa Sb Investment Hk Ltd (Hong Kong)

Daiwa Sb Investment Hk Ltd is a large advisory firm based in Hong Kong. It manages $330 million of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2001.

Daiwa Sb Investment Hk provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Daiwa Sb Investment Hk: assets under management

The assets under management (AUM) of Daiwa Sb Investment Hk Ltd is $330 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $310 million in discretionary accounts and $20 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $20.67 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $10 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Daiwa Sb Investment Hk Ltd for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Daiwa Sb Investment Hk Ltd

Chang Chung Kwong has been acting as President since 1 Sep 1997. Hiruma Kunio joined the executive team most recently as the Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Nobumasa Wakabayashi	Director	1 Jun 1995	Other	860953
Lau Man Kit	Senior portfolio manager	1 May 1996	Other	4384040
Leung Chi Chung	Portfolio manager	1 Apr 1997	Other	4384042
Chang Chung Kwong	Director/chief investment officer	1 Sep 1997	Other	4384038
Daiwa Sb Investments Ltd	Shareholder	1 Apr 1999	75% - 100%	110077
Hiruma Kunio	Managing director	1 Sep 1999	Other	4384035

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Daiwa Securities Group Inc.	Indirect shareholder	1 Apr 1999	25% - 50%	foreign
Sumitomo Mitsui Banking Corporation	Indirect shareholder	1 Apr 1999	25% - 50%	foreign

Based in Hong Kong

The principal office where Daiwa Sb Investment Hk Ltd performs its advisory services is located at Level 26 One Pacific Place, Hong Kong, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 852-2523-7032 or by fax 852-2840-0627. The normal business hours are 0900 to 1700 on Monday - Friday.