Omt Capital Management, LLC (San Francisco)


Omt Capital Management, LLC is a large advisory firm based in San Francisco. It manages $150.02 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Omt Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Omt Capital Management: assets under management

The assets under management (AUM) of Omt Capital Management, LLC is $150.02 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 149% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $150.02 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $15 million each.
Omt Capital Management has custody of $39.88 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Omt Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Omt Capital Management, LLC

Thomas David Henwood has served as the Chief Investment Officer since 1 May 1998. Paul Sagara joined the executive team most recently as the Chief Operations Officer, Chief Compliance Officer & Sr Analyst.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Thomas David Henwood Chief investment officer 1 May 1998 Other 243536
Josh Wilson Portfolio manager 1 Oct 2002 Other 5904981
Thomas & Carol Henwood 2001 Irrevocable Trust Member 1 Dec 2002 25% - 50% 22-6174272
Thomas David Henwood Trustee 1 Dec 2002 50% - 75% 243536
Carol Henwood Trustee 1 Dec 2002 50% - 75% 5296761
Paul Sagara Cco 1 Oct 2004 Other 5043954
Michael O'brien Analyst 1 May 2008 Other 4386805
Richard Duff President and chief compliance officer 1 May 2010 Other 3078994
Paul Sagara Chief operations officer, chief compliance officer & sr analyst 1 Feb 2015 Other 5043954
Michael O'brien Portfolio manager 1 Feb 2015 Other 4386805

Based in San Francisco

The principal office where Omt Capital Management, LLC performs its advisory services is located at 555 Montgomery St, San Francisco, CA 94111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-296-8100 or by fax 415-296-8144. The normal business hours are 6:00 a.m. - 3:30 p.m. on Monday - Friday. You can find more information about the New York firm at omtcapital.com.