Rwwm, Inc. is a large advisory firm based in Rocklin. It manages $451.97 million of regulatory assets for 818 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Arizona, California, Montana, and 4 other states.
Rwwm provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Rwwm, Inc. is $451.97 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 580% since the beginning of its operation, and $336.22 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Rwwm, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Rwwm is high net worth individuals with 138 clients and $329.33 million of assets under management. Among the 10 most similar advisory firms, Rwwm has the 5th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $446.24 million for 331 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Rwwm also advises several private funds. Namely, one hedge fund.
The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Rwwm, Inc. performs its advisory services is located at 4970 Rocklin Road, Rocklin, CA 95677, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (888) 552-1524 or by fax (916) 652-1883. The normal business hours are 8am to 4pm on Monday - Friday. You can find more information about the New York firm at rosemanwagner.com and its LinkedIn profile.