Carlyle Investment Management L.L.C. (Washington)


Carlyle Investment Management L.L.C. is a large advisory firm based in Washington. It manages $135.68 billion of regulatory assets for 518 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Texas.

Carlyle Investment Management L.L.C provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Carlyle Investment Management L.L.C: assets under management

The assets under management (AUM) of Carlyle Investment Management L.L.C. is $135.68 billion. The firm's AUM has grown by 284% since the beginning of its operation, and $68.06 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $134.46 billion in discretionary accounts and $1.22 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $261.08 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $406.08 million.
Carlyle Investment Management L.L.C has custody of $68.93 billion in cash and securities for 475 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Carlyle Investment Management L.L.C. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Carlyle Investment Management L.L.C serves?

The firm provides services to pooled investment vehicles, banking or thrift institutions, and sovereign wealth funds and foreign official institutions. The largest group of clients of Carlyle Investment Management L.L.C is pooled investment vehicles with 515 clients and $134.77 billion of assets under management. Among the 9 most similar advisory firms, Carlyle Investment Management L.L.C has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $135.68 billion for 517 clients. 51% of the firm’s clients are foreign persons or businesses.

Carlyle Investment Management L.L.C also advises several private funds. Namely, thirty two real estate funds, one hundred thirty private equity funds, and thirty seven securitized asset funds. The minimum investment commitment required of non-related persons ranges from $0 to $500,000,000.

Careers at Carlyle Investment Management L.L.C.

The company employs 1,002 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 68 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
William Elias Conway Co-founder - the carlyle group; control person - carlyle investment management l.l.c. & "relying advisors" 1 Jul 1996 Other 1776820
Daniel Anthony D'aniello Co-founder - the carlyle group; control person - carlyle investment management l.l.c. & "relying advisors" 1 Jul 1996 Other 1723797
David Mark Rubenstein Co-founder - the carlyle group; control person - carlyle investment management l.l.c. & "relying advisors" 1 Jul 1996 Other 1723794
Daniel Anthony Daniello Managing director 1 Jul 1996 Other 1723797
Jeffrey William Ferguson Managing director/general counsel - the carlyle group 1 Apr 1997 Other 4650762
John Fenton Harris Managing director/chief compliance officer 1 Apr 1997 Other 4650759
L.L.C. Tc Group Member - carlyle investment management l.l.c. 1 Dec 2000 75% - 100% 54-1686957
Ralph Francis Mittl Chief compliance officer 1 Apr 2007 Other 5352299
Peter Hamilton Nachtwey Managing director/cfo 1 Jul 2007 Other 5512176
L.P. Tc Group Cayman Member - cim global, l.l.c. (relying advisor) 1 Dec 2007 75% - 100% 09-0206214
Catherine Laboure Ziobro Managing director - the carlyle group; chief compliance officer - carlyle investment management l.l.c.& "relying advisors" 1 Jan 2009 Other 5642930
L.L.C. Cim Global Member - cim global asia, l.l.c. (relying advisor) 1 Jan 2010 75% - 100% 26-1660773
Glenn Allen Youngkin Managing director/cfo 1 Dec 2010 Other 5873993
L.P. Carlyle Realty Investment Holdings Vi Member - carlyle realty essex ii, l.l.c. (relying advisor) 1 Mar 2011 50% - 75% 45-2041690
Adena Testa Friedman Chief financial officer 1 Mar 2011 Other 5907640
L.P. Tc Group Investment Holdings Member - carlyle realty essex ii, l.l.c. (relying advisor) 1 Mar 2011 25% - 50% 51-0406268
Bruce Edward Rosenblum Managing director/chief risk officer - the carlyle group 1 Aug 2011 Other 6049696
Carlyle Investment Management L.L.C. Member - churchill financial llc (relying advisor) & cim global, l.l.c. (relying advisor) 1 Nov 2011 75% - 100% 52-1988385
L.P. Tc Group Cayman Shareholder - carlyle mauritius cis investment management limited 1 Dec 2011 75% - 100% 98-0206214
Tc Group Sub L.P. Member - carlyle realty essex ii, l.l.c. (relying advisor) 1 May 2012 25% - 50% 80-0789190
Carlyle Investment Management L.L.C. Member - cim global, l.l.c., carlyle idf management l.l.c., carlyle clo management l.l.c. & churchill financial llc 1 Sep 2012 75% - 100% 52-1988385
Glenn Allen Youngkin Managing director/co-president & co-coo, the carlyle group 1 Jun 2014 Other 5873993
Michael James Cavanagh Managing director/co-president & co-coo, the carlyle group 1 Jun 2014 Other 2585961
Curtis Lyle Buser Managing director/cfo - the carlyle group 1 Dec 2014 Other 5839856
Peter John Clare Managing director/co-chief investment officer - the carlyle group 1 Jan 2017 Other 1724060
Kewsong Lee Managing director/co-chief executive officer - the carlyle group 1 Jan 2017 Other 6876015

Indirect Owners

The SEC currently registers 26 indirect owners.

Name Entity Date acquired Ownership Employer ID
L.L.C. Dbd Investors V General partner 1 Nov 1999 Other 52-2224866
William Elias Conway Managing member 1 Dec 2000 25% - 50% 1776820
Daniel Anthony Daniello Managing member 1 Dec 2000 25% - 50% 1723797
David Mark Rubenstein Managing member 1 Dec 2000 25% - 50% 1723794
L.L.C. Tcg Holdings Member 1 Dec 2000 75% - 100% 54-1686011
Daniel Anthony D'aniello Managing member - tcg holdings, l.l.c.; president/chairman - orange crimson holdings corporation 1 Dec 2000 25% - 50% 1723797
L.P. Tcg Holdings Cayman General partner 1 Dec 2000 Other 98-0206215
William Elias Conway President, vice president, treasurer 1 Apr 2009 75% - 100% 1776820
Daniel Anthony D'aniello President and secretary 1 Apr 2009 75% - 100% 1723797
David Mark Rubenstein President, vice president, secretary 1 Apr 2009 75% - 100% 1723794
L.L.C. Dbd Investors V Holdings Member 1 Dec 2010 75% - 100% 27-4344072
Cammack Holdings Corporation Member 1 Dec 2010 25% - 50% 52-2002279
Stupar Holdings Corporation Member 1 Dec 2010 25% - 50% 52-2002275
Orange Crimson Holdings Corporation Member 1 Dec 2010 25% - 50% 52-2002278
Ltd. Carlyle Offshore Partners Ii Member 1 Dec 2010 75% - 100% 98-0233709
Ltd. Carlyle Offshore Partners Ii Holdings Member 1 Dec 2010 75% - 100% 98-0684878
Carlyle Group Management L.L.C. General partner 1 Jul 2011 Other 45-2831199
L.P. Tcg Holdings Ii General partner 1 Oct 2011 Other 52-2224872
Carlyle Holdings I Gp Sub L.L.C. General partner 1 Nov 2011 Other 61-1675874
Carlyle Holdings I Gp Inc. Member 1 Nov 2011 75% - 100% 80-0784146
L.P. The Carlyle Group Shareholder - carlyle holdings i gp inc.; member - carlyle holdings iii gp management l.l.c. 1 Nov 2011 75% - 100% 45-2832612
Carlyle Holdings Iii Gp Sub L.L.C. General partner 1 Nov 2011 Other 90-0795181
Carlyle Holdings Iii Gp L.P. Member 1 Nov 2011 75% - 100% 98-1036635
Carlyle Holdings Iii Gp Management L.L.C. General partner 1 Nov 2011 Other 80-0785001
L.P. Carlyle Holdings I Member 1 May 2012 75% - 100% 80-0784309
Carlyle Holdings Iii L.P. General partner 1 May 2012 Other 98-1036608

Based in Washington

The principal office where Carlyle Investment Management L.L.C. performs its advisory services is located at 1001 Pennsylvania Avenue, N.W., Washington, DC 20004 2505, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 202-729-5626 or by fax 202-347-1818. The normal business hours are 9:00 a.m. to 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at carlyle.com.

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