Henry James International Management, Inc. (New York)


Henry James International Management, Inc. is a large advisory firm based in New York. It manages $556.79 million of regulatory assets for 95 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of California, Florida, Illinois, and 3 other states.

Henry James International Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Henry James International Management: assets under management

The assets under management (AUM) of Henry James International Management, Inc. is $556.79 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 281% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $556.79 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.86 million each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Henry James International Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Henry James International Management serves?

The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, and state or municipal government entities. The largest group of clients of Henry James International Management is individuals with 54 clients and $287.78 million of assets under management. Among the 8 most similar advisory firms, Henry James International Management has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $556.79 million for 95 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Henry James International Management doesn't advise any private funds.

Careers at Henry James International Management, Inc.

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Henry James International Management, Inc. is owned by Christopher James O'leary. James Henry O'leary joined the executive team most recently as the Trustee.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Henry O'leary Chief executive officer, chief investment officer, chief compliance officer and portfolio manager 1 Jan 2014 75% - 100% 1430861
Christopher James O'leary Owner 1 Jan 2014 Other 6627103
Aidan O'leary 2014 Trust Owner 1 Jan 2014 Other xxx-xx-xxxx
Susan Hillmeyer O'leary Owner 1 Jan 2014 Other 6627099

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
James Henry O'leary Trustee 1 Mar 2016 Other 1430861

Based in New York

The principal office where Henry James International Management, Inc. performs its advisory services is located at 274 Madison Ave., New York, NY 10016, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 917-261-7723 or by fax 646-219-6295. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at hj-intl.com.