Ubs Sequoia Management, LLC (New York)


Ubs Sequoia Management, LLC is a large advisory firm based in New York. It manages $51.82 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2005.

Ubs Sequoia Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ubs Sequoia Management: assets under management

The assets under management (AUM) of Ubs Sequoia Management, LLC is $51.82 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -56% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $51.82 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $51.82 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ubs Sequoia Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Ubs Ag Owner 1 Nov 2000 75% - 100% 98-01863
Ubs Americas Inc. Owner 1 Nov 2003 75% - 100% 06-15958
Candace King Weir Shareholder/director/portfolio manager & ceo 1 Dec 2004 50% - 75% 269796

Based in New York

The principal office where Ubs Sequoia Management, LLC performs its advisory services is located at 51 West 52 Nd Street, New York, NY 10019, which is also the mailing address of the firm. An additional office of the firm is in Albany, NY. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-882-5819 or by fax 212-882-6009. The normal business hours are 9:00 a.m to 5:00 p.m on Monday - Friday.