Turning Rock Partners, L.P. (New York)


Turning Rock Partners, L.P. is a large advisory firm based in New York. It manages $263.64 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of New York.

Turning Rock Partners provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Turning Rock Partners: assets under management

The assets under management (AUM) of Turning Rock Partners, L.P. is $263.64 million. The firm's AUM has grown by 606% since the beginning of its operation, and $16.02 million of the total AUM is attributable to clients outside of the United States.

The firm manages $189.36 million in discretionary accounts and $74.28 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $27.05 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $37.14 million.
Turning Rock Partners has custody of $263.64 million in cash and securities for 9 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 56% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 37% of the firm’s portfolio. Investments in cash and cash equivalents form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Turning Rock Partners, L.P. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Turning Rock Partners serves?

The only and largest group of clients of Turning Rock Partners is pooled investment vehicles with 8 clients and $239.84 million of assets under management. Among the 8 most similar advisory firms, Turning Rock Partners has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $239.84 million for 8 clients. 11% of the firm’s clients are foreign persons or businesses.

Turning Rock Partners also advises several private funds. Namely, eight private equity funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Turning Rock Partners, L.P.

The company employs 7 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Maggie Arvedlund Cassidy Managing partner 1 Dec 2016 50% - 75% 6758955
Saba (Nmn) Ahmad Chief compliance officer, chief operating officer, chief financial officer 1 Dec 2016 Other 6758957
Trp Management Gp Llc General partner 1 Dec 2016 Other 81-4712844

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
David Stuart Markus Member 1 Dec 2016 25% - 50% 2185755

Based in New York

The principal office where Turning Rock Partners, L.P. performs its advisory services is located at 400 Park Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-207-2396. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at turningrockpartners.com.