Nikko Asset Management Asia Limited is a large advisory firm based in Singapore. It manages $6.93 billion of regulatory assets for 115 client accounts. It has been registered with the SEC as an adviser since 2012.
Nikko Asset Management Asia Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Nikko Asset Management Asia Limited is $6.93 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -46% since the beginning of its operation, and $6.93 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Nikko Asset Management Asia Limited for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Blair Chilton Pickerell is investment companies with 3 clients and $4.49 billion of assets under management. Among the 12 most similar advisory firms, Nikko Asset Management Asia Limited has the highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $6.93 billion for 34 clients. 100% of the firm’s clients are foreign persons or businesses.
Nikko Asset Management Asia Limited doesn't advise any private funds.
The company employs 129 people that are either part- or full-time employees. 36 percent of the employees work as investment advisers or researchers. 63 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Blair Chilton Pickerell has been acting as President since 1 Sep 2011. Kiyotaka Ryu joined the executive team most recently as the Director.
The principal office where Nikko Asset Management Asia Limited performs its advisory services is located at 12 Marina View, Singapore, 018961, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 65-6500-5700 or by fax 65-6534-5183. The normal business hours are 08:30 - 17:30 on Monday - Friday. You can find more information about the New York firm at nikkoam.com.sg/.