Ashmore Equities Investment Management (Us) LLC (New York)

Name: Ashmore Equities Investment Management (Us) LLC
Address: 475 Fifth Avenue, New York, NY, 10017
Telephone: 212-661-0061

Ashmore Equities Investment Management (Us) LLC is a large advisory firm based in New York. It manages $2.01 billion of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Virginia.

Ashmore Equities Investment Management (Us) provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ashmore Equities Investment Management (Us): assets under management

The assets under management (AUM) of Ashmore Equities Investment Management (Us) LLC is $2.01 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -67% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.01 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $222.78 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ashmore Equities Investment Management (Us) LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ashmore Equities Investment Management (Us) LLC

George Peter Grunebaum has been acting as President since 1 May 2011. Kevin Patrick Hourihan joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Brian Edward Walker	General counsel and chief compliance officer	1 Feb 2005	Other	2072226
Felicia Wolford Morrow	Chief executive officer, chief investment officer and director	1 Dec 2006	Other	2305815
Gregg Howells Ruyak	Chief financial officer	1 Jan 2010	Other	5946617
George Peter Grunebaum	Director	1 May 2011	Other	2282530
Ashmore Equities Holding Corporation	Member	1 May 2011	50% - 75%	99-0367026
Peter Paulovich Trofimenko	Member	1 May 2011	Other	2661475
Thomas Adam Shippey	Director	1 May 2011	Other	5946610
Christopher Toshiro Tsutsui	Director	1 Nov 2013	Other	4806573
Kevin Patrick Hourihan	Chief compliance officer	1 Dec 2015	Other	5896045

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ashmore Group Plc	Shareholder	1 Feb 1999	75% - 100%	foreign
Mark Langhorn Coombs	Shareholder	1 Feb 1999	25% - 50%	2502479
Ashmore Investments (Uk) Limited	Shareholder	1 May 2011	75% - 100%	foreign

Based in New York

The principal office where Ashmore Equities Investment Management (Us) LLC performs its advisory services is located at 475 Fifth Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-661-0061 or by fax 212-661-0334. The normal business hours are 9:00a.m. to 6:00p.m. on Monday - Friday. You can find more information about the New York firm at ashmoregroup.com.