Raike Financial Group Inc. (Woodstock)


Raike Financial Group Inc. is a large advisory firm based in Woodstock. It manages $38.66 million of regulatory assets for 256 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Arizona, California, Connecticut, and 22 other states.

Raike Financial Group provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Raike Financial Group: assets under management

The assets under management (AUM) of Raike Financial Group Inc. is $38.66 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $350 thousand in discretionary accounts and $38.31 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $350 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $150.25 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Raike Financial Group Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Raike Financial Group Inc.

William Jasper Iii Raike has been acting as President since 1 Mar 1995. Dale Conrad Welty joined the executive team most recently as the Managing Advisory Principal.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
William Jasper Iii Raike Ceo/president 1 Mar 1995 50% - 75% 1502298
William Dennis Bertsche Director 1 Mar 1995 Other 2591116
Morris Leon Brunson Director 1 Mar 1995 Other 2591114
Geoffrey Teale Chalmers Director 1 Mar 2003 Other 1986599
Christopher Vincent Casdia Cco/director 1 Apr 2003 Other 2390473
Melissa Lynn Whitley Financial operations principal 1 Jul 2003 Other 2615710
Christopher Vincent Casdia Chief compliance officer 1 Sep 2004 Other 2390473
Dale Conrad Welty Managing advisory principal 1 Oct 2005 Other 4456450

Based in Woodstock

The principal office where Raike Financial Group Inc. performs its advisory services is located at 117 Towne Lake Parkway, Woodstock, GA 30188, which is also the mailing address of the firm. An additional office of the firm is in Mountainside, NJ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 770-516-6996 or by fax 770-516-9145. The normal business hours are 8:30am-5:00pm on Monday - Friday. You can find more information about the New York firm at www.raikefinancial.com.