Legg Mason International Equities Limited (London)


Legg Mason International Equities Limited is a large advisory firm based in London. It manages $697.83 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2006.

Legg Mason International Equities Limited provides portfolio management for investment companies and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Legg Mason International Equities Limited: assets under management

The assets under management (AUM) of Legg Mason International Equities Limited is $697.83 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -96% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $697.83 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $116.3 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Legg Mason International Equities Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Legg Mason International Equities Limited

Stavros ("Steve") Triantafilidis has been acting as President since 1 Dec 2012. Jennifer Marie Eising joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Paula Denise Marsh Chief compliance officer, executive committee member for the investment adviser 1 Apr 2003 Other 4670748
Steven Tredgett Senior manager of technology, operating committee member 1 Sep 2003 Other 5558299
Deepak Chowdhury Chief executive officer & director of the investment adviser 1 Dec 2005 Other 1770083
Timothy Charles Scheve Director of the investment adviser 1 Dec 2005 Other 1319072
Hugh Moir Director, executive committee member investment adviser, operations & technology oversight 1 Dec 2005 Other 5104603
Lm International Holding Lp 100% shareholder 1 Dec 2005 75% - 100% 98-0451594
Llc Legg Mason International Holdings Ii 99.99% shareholder 1 Dec 2005 75% - 100% 20-3784387
Legg Mason Inc 100% shareholder 1 Dec 2005 75% - 100% 521200960
Christina Grove Chief legal officer for the investment adviser, executive committee member for the investment adviser 1 Jan 2006 Other 5104601
Christine Ann Jordan Chief human resources officer, executive committee member for the investment adviser 1 Feb 2006 Other 5174285
Howard Jones Chief financial officer, executive committee member 1 Mar 2006 Other 5174283
Paul Adam Ehrhardt Director, business manager - investments, executive committee member for the investment adviser 1 May 2006 Other 2345766
Aquico Tzu Wen Director, senior investment officer for the investment adviser 1 May 2006 Other 5104609
Jim Kandunias Director, head of marketing, sales and clients services, executive committee member 1 May 2006 Other 5172918
Thomas John Hirschmann Non executive director 1 Jun 2007 Other 3101608
Jeffrey Allen Nattans Non executive director 1 Aug 2007 Other 2786221
Trevor Goodman Chief legal officer, operating committee member 1 Sep 2007 Other 5551645
Joseph Patrick Larocque Non executive director 1 Feb 2009 Other 4363277
Edward Stephen Venner International chief financial officer, operating committee member 1 Apr 2009 Other 5673399
Ian Goodhew Head of operational risk, europe 1 Jan 2010 Other 5823593
Jennifer Marie Eising Chief legal officer, operating committee member 1 Oct 2010 Other 5949245
Robert Michael Shearman Non executive director 1 Feb 2011 Other 5863343
Thomas Paul Lemke Non-executive director 1 Jul 2011 Other 2121729
Ronald Richard Dewhurst Non-executive director 1 Jul 2011 Other 1590061
Peter Hamilton Nachtwey Non-executive director 1 Jul 2011 Other 5512176
Jim Kandunias Chief compliance officer 1 Jul 2011 Other 5172918
Jim Kandunias Chief executive officer 1 Oct 2012 Other 5172918
Jennifer Marie Eising Chief compliance officer 1 Oct 2012 Other 5949245
Stavros ("Steve") Triantafilidis Director 1 Dec 2012 Other 6151119

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Legg Mason International Holdings Ii Llc 99.99% shareholder 1 Dec 2005 75% - 100% 20-3784387
Inc Legg Mason 100% shareholder 1 Dec 2005 75% - 100% 52-1200960

Based in London

The principal office where Legg Mason International Equities Limited performs its advisory services is located at 9 Th Floor, 10 Exchange Square, London, Ec2 A 2 Br, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44 20 7858 3000 or by fax 44 20 7858 3029. The normal business hours are 8am-6pm on Monday - Friday. You can find more information about the New York firm at www.citigroupam.com.