Stoker Ostler Wealth Advisors, Inc. is a large advisory firm based in Scottsdale. It manages $1.29 billion of regulatory assets for 2,697 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Arizona, California, Colorado, and 14 other states.
Stoker Ostler Wealth Advisors provides financial planning services, portfolio management for individuals and small businesses, and educational seminars and workshops. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Stoker Ostler Wealth Advisors, Inc. is $1.29 billion. The firm's AUM has grown by 64% since the beginning of its operation, and $6.69 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Stoker Ostler Wealth Advisors, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Wallace William Harris is high net worth individuals with 400 clients and $1.06 billion of assets under management. Among the 12 most similar advisory firms, Stoker Ostler Wealth Advisors has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $1.29 billion for 824 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Stoker Ostler Wealth Advisors doesn't advise any private funds.
The company employs 19 people that are either part- or full-time employees. 37 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.
There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Wallace William Harris has been acting as President since 1 Aug 2019. Stephanie Ann Lake joined the executive team most recently as the Chief Financial Officer.
The principal office where Stoker Ostler Wealth Advisors, Inc. performs its advisory services is located at 4900 N. Scottsdale Road, Scottsdale, AZ 85251, which is also the mailing address of the firm. An additional office of the firm is in Salt Lake City, UT. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 480-890-8088 or by fax 480-890-8770. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at stokerostler.com.