Mariner Wealth Advisors Madison, LLC is a large advisory firm based in Overland Park. It manages $1.05 billion of regulatory assets for 1,308 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Arizona, California, Colorado, and 16 other states.
Mariner Wealth Advisors Madison provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and publication of newsletters. It prepares financial plans for more than 499 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Mariner Wealth Advisors Madison, LLC is $1.05 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 24% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Mariner Wealth Advisors Madison, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Robert John Diquollo is high net worth individuals with 253 clients and $861.12 million of assets under management. Among the 7 most similar advisory firms, Mariner Wealth Advisors Madison has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $1.05 billion for 520 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Mariner Wealth Advisors Madison doesn't advise any private funds.
The company employs 22 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 11 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Robert John Diquollo has been acting as President since 1 Oct 2012. Katrina Delores Scott has served as the Chief Investment Officer since 1 Jan 2018. Anne Jenelle Dorian joined the executive team most recently as the Chief Compliance Officer.
The principal office where Mariner Wealth Advisors Madison, LLC performs its advisory services is located at 5700 W. 112 Th Street, Overland Park, KS 66211, which is also the mailing address of the firm. An additional office of the firm is in Madison, NJ. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 913-904-5700 or by fax 913-904-5701. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at marinerwealthadvisors.com.