Fil Investments (Japan) Limited (Tokyo)


Fil Investments (Japan) Limited is an adviser based in Tokyo. It has been registered with the SEC as an adviser since 2010.

Fil Investments (Japan) Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fil Investments (Japan) Limited for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fil Investments (Japan) Limited

The company employs 240 people that are either part- or full-time employees. 19 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Bradley Fresia has been acting as President since 1 Jun 2010. Derek Lane Young joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jonathan Spencer Andrew O'brien Director and chief compliance officer 1 Mar 2004 Other 4828600
Fil Japan Holdings Kk Shareholder 1 Oct 2004 75% - 100% foreign
Thomas Emile Johann Balk President, director and representative executive officer 1 Dec 2005 Other 5160459
John Ford Director and chief investment officer 1 Jul 2006 Other 4386240
Charles Berenger Gregory Giffard Director 1 Apr 2008 Other 5600514
Masaya Shikama Chief operating officer 1 Jun 2008 Other 5600512
Matthew Alan Heath Director 1 Mar 2010 Other 4388857
Bradley Fresia Director 1 Jun 2010 Other 5941101
Brad Fresia Director 1 Jun 2010 Other 5941101
Tetsuro Kubo Chief compliance officer 1 Oct 2010 Other 5941106
Peter Cromby Director 1 Nov 2010 Other 5941103
Allan Kerim Callberg Pelvang Director 1 Apr 2011 Other 5106990
Judith Marlinski Director 1 Jun 2011 Other 5941108
Rupert Rossander Director 1 Oct 2012 Other 5689264
Neil Montford Director 1 Jun 2014 Other 6517382
Mia Watanabe Director 1 Jun 2015 Other 6517396
Takashi Maruyama Director 1 Jun 2016 Other 4376966
Christopher Paul Quinlan Director 1 Jun 2016 Other 2443036
Charles Lloyd Mckenzie Director 1 Sep 2016 Other 2367172
Derek Lane Young Director 1 Jan 2019 Other 5538963
Rajesh Misra Director 1 Jan 2019 Other 7145524

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
L.P. Pandanus Partners Shareholder (class b common) 1 Sep 1990 25% - 50% 75-2347466
Inc. Pandanus Associates General partner 1 Sep 1990 Other 75-2349783
Fil Limited Shareholder 1 Oct 2004 25% - 50% foreign
Fil Limited Shareholder 1 Dec 2008 25% - 50% foreign
Fil Asia Holdings Pte Limited Shareholder 1 Jan 2009 25% - 50% foreign
Fil Asia Shareholder 1 Jan 2009 25% - 50% foreign
Fil Japan Holdings (Singapore) Pte. Limited Shareholder 1 Apr 2009 50% - 75% foreign

Based in Tokyo

The principal office where Fil Investments (Japan) Limited performs its advisory services is located at Tri Seven Roppongi, Tokyo, 106 0032, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 00813-4560-6000. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at fidelity.co.jp/fij/.

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