Cpcm, LLC is a large advisory firm based in Seattle. It manages $3.04 billion of regulatory assets for 759 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Alaska, Arizona, California, and 4 other states.
Cpcm provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for approximately 700 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Cpcm, LLC is $3.04 billion. The firm's AUM has grown by 2159% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Cpcm, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Cpcm, LLC is owned by Stanley Logan Baty. Alan Wood Spragins joined the executive team most recently as the Interim Chief Compliance Officer.
The principal office where Cpcm, LLC performs its advisory services is located at 1910 Fairview Ave E, Seattle, WA 98102 3620, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 206-257-3577 or by fax 206-357-9307. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at cp-cm.com.