Libbie Agran Financial Services & Seminars (Santa Monica)


Libbie Agran Financial Services & Seminars is a large advisory firm based in Santa Monica. It manages $691.88 million of regulatory assets for 321 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, New York, Texas, and Washington.

Libbie Agran Financial Services & Seminars provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Libbie Agran Financial Services & Seminars: assets under management

The assets under management (AUM) of Libbie Agran Financial Services & Seminars is $691.88 million. The firm's AUM has grown by 4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $682.66 million in discretionary accounts and $9.22 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.31 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $368.86 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Libbie Agran Financial Services & Seminars for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Libbie Agran Financial Services & Seminars

Peter William Mueller has been acting as President since 1 Mar 2012. Mary Elizabeth Agran joined the executive team most recently as the Senior Advisor.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Mary Elizabeth Agran President/financial adviser 1 Sep 1980 75% - 100% 1491342
Mary Elizabeth Agran President/chief compliance officer 1 Oct 2004 75% - 100% 1491342
Benicia Janay Sablan Chief compliance officer 1 Jan 2006 Other 5096705
Hamoa Corp Shareholder 1 May 2006 75% - 100% 20-4898953
Peter William Mueller Vice president 1 May 2006 Other 5155229
Peter William Mueller Chief compliance officer 1 Feb 2007 Other 5155229
Peter William Mueller President 1 Mar 2012 Other 5155229
Mary Elizabeth Agran Senior advisor 1 Mar 2012 Other 1491342

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Peter William Mueller Shareholder 1 Apr 2006 75% - 100% 5155229

Based in Santa Monica

The principal office where Libbie Agran Financial Services & Seminars performs its advisory services is located at 2120 Colorado Avenue, Santa Monica, CA 90404, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-586-1828 or by fax 310-586-1851. The normal business hours are 7:00 am - 4:00 pm on Monday - Friday. You can find more information about the New York firm at lafs.net.