Ritchie Capital Advisors, LLC (Geneva)

Name: Ritchie Capital Advisors, LLC
Address: 2100 Enterprise Avenue, Geneva, IL, 60134
Telephone: 630-482-7156

Ritchie Capital Advisors, LLC is a large advisory firm based in Geneva. It manages $106.11 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2006.

Ritchie Capital Advisors provides pension consulting services and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ritchie Capital Advisors: assets under management

The assets under management (AUM) of Ritchie Capital Advisors, LLC is $106.11 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 6729% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $106.11 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $106.11 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ritchie Capital Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ritchie Capital Advisors, LLC

John Thomas Hunt has been acting as President since 1 Mar 2006. Michael John Allara joined the executive team most recently as the Senior Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mark Jeffrey Morris	Member of investment & asset allocation committee	1 Oct 2000	Other	1981974
Lawrence Michael Weithers	Member of investment & asset allocation committees	1 Apr 2003	Other	5048696
Duncan Erling Goldiemorrison	Chief executive officer	1 Aug 2005	Other	1467619
John Thomas Hunt	Vice chairman	1 Aug 2005	Other	710380
Michael John Allara	Chief operating officer	1 Aug 2005	Other	1917989
James George Rickards	General counsel, chief compliance officer	1 Aug 2005	Other	2379677
Doug Robert Rothschild	Managing director	1 Aug 2005	Other	5048615
Warren Louis Demaio	Managing director	1 Aug 2005	Other	1744475
Kathleen Powers Dunlap	Managing director	1 Aug 2005	Other	1091413
Llc Ritchie Capital Holdings	Sole shareholder	1 Aug 2005	75% - 100%	20-3320435
John (None) Stocchetti	Chief financial officer	1 Aug 2005	Other	2063477
John Thomas Hunt	Chairman	1 Mar 2006	Other	710380
Doug Robert Rothschild	Head of sales, marketing & human capital	1 Mar 2006	Other	5048615
Thomas Michael Juterbock	Head of liquid products, member of asset allocation committee	1 Mar 2006	Other	1722682
T.D. Decker	President	1 Mar 2006	Other	5117846
Paul Schroth Wolfe	Office of ceo	1 Mar 2006	Other	5048620
William B. Hobbs	Interim general counsel / chief compliance officer	1 May 2006	Other	5048691
Michael John Allara	Senior managing director	1 Aug 2006	Other	1917989
Doug Robert Rothschild	Chief administrative officer	1 Aug 2006	Other	5048615
Mark Jeffrey Morris	Head of liquid products, member of investment & asset allocation committee	1 Aug 2006	Other	1981974

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Aaron R Thane Ritchie	Shareholder	1 Aug 2005	50% - 75%	2554904

Based in Geneva

The principal office where Ritchie Capital Advisors, LLC performs its advisory services is located at 2100 Enterprise Avenue, Geneva, IL 60134, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 630-482-7156 or by fax 630-345-7949. The normal business hours are 8 am-5 pm on Monday - Friday. You can find more information about the New York firm at www.ritchiecapital.com.