Mawer Investment Management Ltd. is a large advisory firm based in Calgary. It manages $32.5 billion of regulatory assets for 8,565 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Texas.
Mawer Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, publication of newsletters, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as canadian mutual fund sales.
The assets under management (AUM) of Mawer Investment Management Ltd. is $32.5 billion. The firm's AUM has grown by 209% since the beginning of its operation, and $31.12 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has a single stream of revenue. Clients pay Mawer Investment Management Ltd. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, charitable organizations, other investment advisers, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and sovereign wealth funds and foreign official institutions. The largest group of clients of William Richard Stone is pooled investment vehicles with 76 clients and $14.79 billion of assets under management. Among the 8 most similar advisory firms, Mawer Investment Management has the 4th lowest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $32.5 billion for 4,209 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 99% of the firm’s clients are foreign persons or businesses.
Mawer Investment Management also advises several private funds. Namely, twelve other private funds. The minimum investment commitment required of non-related persons is $5,000 for each fund.
The company employs 152 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
William Richard Stone has been acting as President since 1 Jun 2003. Paul Joseph Moroz joined the executive team most recently as the Chief Investment Officer, Director, Shareholder.
The principal office where Mawer Investment Management Ltd. performs its advisory services is located at 600, 517 10 Th Avenue S.W., Calgary, T2 R 0 A8, which is also the mailing address of the firm. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number 403-262-4673 or by fax 403-262-4099. The normal business hours are 7:30am-4:30pm on Monday - Friday. You can find more information about the New York firm at mawer.com.