Cazenove Fund Management Limited (London)

Name: Cazenove Fund Management Limited
Address: 12 Moorgate, London, Ec2 R 6 Da
Telephone: +44 (0)20 7588 2828

Cazenove Fund Management Limited is a large advisory firm based in London. It manages $11.22 billion of regulatory assets for 5,425 client accounts. It has been registered with the SEC as an adviser since 2001.

Cazenove Fund Management Limited provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cazenove Fund Management Limited: assets under management

The assets under management (AUM) of Cazenove Fund Management Limited is $11.22 billion. The firm's AUM has gone down by -37% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $9.29 billion in discretionary accounts and $1.93 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.83 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $5.68 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cazenove Fund Management Limited for their services and products based on a percentage of assets under management, fixed fees, commissions, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cazenove Fund Management Limited

Timothy Michael Steel has been acting as President since 1 May 1997. Colin John Nicholl has served as the Chief Investment Officer since 1 Jun 2000. Cazenove Group Limited joined the executive team most recently as the Parent Company.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bernard Michael De Lerisson Cazenove	Director	1 Jun 1995	Other	4391299
Henry Merton Henderson	Director	1 Jun 1995	Other	4391302
Graham James Venn	Operations manager	1 Jan 1997	Other	4393280
Timothy Michael Steel	Director/ceo	1 May 1997	Other	4391288
Charles Julian Cazalet	Director	1 May 1997	Other	4391297
Nigel Rowe	Director	1 Feb 2000	Other	4391303
Alexander John Scott Barrett	Finance director	1 Jun 2000	Other	4391306
Colin John Nicholl	Director/chief investment officer	1 Jun 2000	Other	4391311
Patrick Claude John Dalby	Director	1 Jun 2000	Other	4391308
Geoffrey Madle	Compliance officer	1 Aug 2000	Other	4393276
Cazenove Group Plc	Parent company	1 Apr 2001	75% - 100%	foreign
Nicholas Thomas Lambert	Director	1 Apr 2001	Other	4393308
Robert Mark Pickering	Director	1 Apr 2001	Other	1766778
Crispin James Alan Nevill Money Coutts	Officer	1 Apr 2001	Other	4568314
Crispin James Alan Nevill Money Coutts	Officer - manager	1 Apr 2001	Other	4568314
Crispin James Alan Nevill Latymer	Officer - manager	1 Apr 2001	Other	4568314
Jeffrey Christopher Hayes	Director	1 May 2001	Other	4489094
Anne Edmond West	Acting cio	1 Jul 2001	Other	4393322
Toby Henry John Hampden Acton	Compliance officer	1 Sep 2001	Other	4487107
Andrew John Shirley Ross	Ceo/director	1 Nov 2001	Other	4489096
Mary Anne Daly	Officer	1 Nov 2001	Other	4568311
Jane Earl	Company secretary	1 Feb 2002	Other	4568308
Robin John Minter Kemp	Officer	1 Aug 2002	Other	4568310
Michael Richard Parkes Power	Finance director	1 Sep 2002	Other	4664878
Michael Burns Neilson	Chief operating officer	1 Jul 2003	Other	4809024
Annamaria Enrichetta Lovell	Officer	1 Oct 2003	Other	4809028
Anthony Kemp	Compliance officer	1 Jun 2004	Other	4809026
Cazenove Group Limited	Parent company	1 Feb 2005	75% - 100%	foreign

Based in London

The principal office where Cazenove Fund Management Limited performs its advisory services is located at 12 Moorgate, London, Ec2 R 6 Da, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +44 (0)20 7588 2828 or by fax +44 (0)20 7155 9000. The normal business hours are 9:00 a.m. to 5:30 p.m. (uk) on Monday - Friday. You can find more information about the New York firm at www.cazenove.com.