Capital One Asset Management, LLC is a large advisory firm based in Houston. It manages $2.52 billion of regulatory assets for 526 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Louisiana and Texas.
Capital One Asset Management provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Capital One Asset Management, LLC is $2.52 billion. The firm's AUM has gone down by -36% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Capital One Asset Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Matthew J Murphy is corporations or other businesses with 88 clients and $1.24 billion of assets under management. Among the 9 most similar advisory firms, Capital One Asset Management has the highest percentage of corporations or other businesses out of all clients.
The amount of regulatory assets under management is $2.52 billion for 526 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Capital One Asset Management doesn't advise any private funds.
The company employs 11 people that are either part- or full-time employees. 73 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Matthew J Murphy has been acting as President since 1 Jun 2008. Robert Paul Teten has served as the Chief Investment Officer since 1 Jun 2014. Gilbert N. Braunig joined the executive team most recently as the Appointed Board Member.
The principal office where Capital One Asset Management, LLC performs its advisory services is located at 5444 Westheimer Road, Houston, TX 77056 9903, which is also the mailing address of the firm. An additional office of the firm is in New Orleans, LA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 713-212-5242 or by fax 713-212-5832. The normal business hours are 8:00a.m. - 5:00p.m. on Monday - Friday. You can find more information about the New York firm at capitalone.com.