Dan Goldie Financial Services LLC (Palo Alto)


Dan Goldie Financial Services LLC is a large advisory firm based in Palo Alto. It manages $858.17 million of regulatory assets for 1,360 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of California, Texas, and Washington.

Dan Goldie Financial Services provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Dan Goldie Financial Services: assets under management

The assets under management (AUM) of Dan Goldie Financial Services LLC is $858.17 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 96% of the total AUM. The second-largest asset type is exchange traded securities, which make up 2% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dan Goldie Financial Services LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dan Goldie Financial Services serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Dan Goldie Financial Services is high net worth individuals with 253 clients and $808.6 million of assets under management. Among the 7 most similar advisory firms, Dan Goldie Financial Services has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $857.58 million for 421 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Dan Goldie Financial Services doesn't advise any private funds.

Careers at Dan Goldie Financial Services LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Daniel Clyde Goldie Managing member 1 Jan 2009 75% - 100% 1506632

Based in Palo Alto

The principal office where Dan Goldie Financial Services LLC performs its advisory services is located at 2409 Park Blvd, Palo Alto, CA 94306, which is also the mailing address of the firm. An additional office of the firm is in Burlingame, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 650-566-1121 or by fax 650-566-1122. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at dangoldie.com.