Ascent Investment Adviors, LLC (Greenwood Village)


Ascent Investment Adviors, LLC is an investment adviser to an investment company based in Greenwood Village. It manages $400 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Colorado and New York.

Ascent Investment Adviors provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ascent Investment Adviors: assets under management

The assets under management (AUM) of Ascent Investment Adviors, LLC is $400 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 399900% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $400 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $100 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ascent Investment Adviors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ascent Investment Adviors, LLC

Myron David Winkler has been acting as President since 1 Dec 2007. Douglas Guy Temple joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Myron David Winkler Chairman 1 Dec 2007 Other 469989
Llc Real Estate Securities Partners Owner 1 Dec 2007 75% - 100% 26-0903703
Andrew James Duffy President, portfolio manager 1 Feb 2009 Other 1552380
Randolph Steven Lewis Executive vp, secretary treasurer 1 May 2009 Other 5011113
Llc Ascent Investment Partners Owner 1 Mar 2011 75% - 100% 27-5033533
Douglas Guy Temple Chief compliance officer 1 Apr 2011 Other 707885

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Kevin Robert Greene Manager 1 Feb 2006 25% - 50% 1295699
Denis James Nayden Manager 1 Feb 2006 25% - 50% 2043240
James Alpha Management Manager 1 Mar 2011 50% - 75% 20-4146058

Based in Greenwood Village

The principal office where Ascent Investment Adviors, LLC performs its advisory services is located at 5690 Dtc Boulevard, Greenwood Village, CO 80111, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-220-3863 or by fax 303-221-9005. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.