Oberlin Financial Corp. (Bryan)

Name: Oberlin Financial Corp.
Address: 209 N. Main, Bryan, OH, 43506
Telephone: 419-636-4001

Oberlin Financial Corp. is a large advisory firm based in Bryan. It manages $211.32 million of regulatory assets for 727 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 43 other states.

Oberlin Financial Corp provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and market timing services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Oberlin Financial Corp: assets under management

The assets under management (AUM) of Oberlin Financial Corp. is $211.32 million. The firm's AUM has grown by 735% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $152.73 million in discretionary accounts and $58.59 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $484.87 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $142.21 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Oberlin Financial Corp. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Oberlin Financial Corp.

Jill Rae Powers has been acting as President since 1 Aug 2000. Inc National Retirement Partners joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Pauline Lois Oberlin	Chairperson	1 Dec 1999	Other	350234
Llc Oberlin Investments	Shareholder	1 Dec 1999	75% - 100%	34-1910918
Earl Clifford Iii Oberlin	Ceo/cco	1 Apr 2000	Other	847192
Thomas William Hofbauer	Coo	1 Apr 2000	Other	2348811
Stephen Bradley Hess	Cfo	1 Apr 2000	Other	2446121
Jill Rae Powers	Secretary	1 Apr 2000	Other	2348471
Jill Rae Powers	President	1 Aug 2000	Other	2348471
Thomas William Hofbauer	Coo	1 Jul 2003	Other	2348811
Donald Leslie Gruver	Crop	1 Sep 2004	Other	2266415
Jill Rae Powers	Shareholder	1 May 2005	Other	2348471
Jeffrey Vernon Gery	Cco and coo	1 Jan 2006	Other	2072202
Inc National Retirement Partners	Shareholder	1 Mar 2007	75% - 100%	20-3832996
Richard Alan Winge	Director	1 Mar 2007	Other	829414
Robert Larry Francis	Director	1 Mar 2007	Other	1150785
Mari Ann Ivan	Secretary	1 Mar 2007	Other	3190019
Brian Cameron Carlson	Director	1 Mar 2007	Other	3062835
Robert Michael Fitzgerald	Director	1 Mar 2007	Other	xxx-xx-xxxx

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Earl Clifford Iii Oberlin	Shareholder	1 Dec 1999	75% - 100%	xxx-xx-xxxx
Oberlin Advisors Llc	Shareholder	1 Dec 2004	50% - 75%	34-1964963
Earl Clifford Iii Oberlin	Shareholder	1 Dec 2004	50% - 75%	xxx-xx-xxxx
Earl C. Oberlin Iii Trustee Earl C. Oberlin Iii Revocable Trust	Shareholder	1 Dec 2004	25% - 50%	27-3426272
William Robert Chetney	Shareholder	1 Mar 2007	25% - 50%	1598915

Based in Bryan

The principal office where Oberlin Financial Corp. performs its advisory services is located at 209 N. Main, Bryan, OH 43506, which is also the mailing address of the firm. An additional office of the firm is in Toledo, OH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 419-636-4001 or by fax 419-636-1722. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.oberlinonline.com.