Bonnie Wusz & Associates, Inc. (Orange)


Bonnie Wusz & Associates, Inc. is a large advisory firm based in Orange. It manages $383.81 million of regulatory assets for 1,428 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of California.

Bonnie Wusz & Associates provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Bonnie Wusz & Associates: assets under management

The assets under management (AUM) of Bonnie Wusz & Associates, Inc. is $383.81 million. $1.4 million of the total AUM is attributable to clients outside of the United States.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bonnie Wusz & Associates, Inc. for their services and products based on a percentage of assets under management, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Bonnie Wusz & Associates serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Bonnie Wusz & Associates is high net worth individuals with 245 clients and $299.83 million of assets under management. Among the 6 most similar advisory firms, Bonnie Wusz & Associates has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $383.81 million for 639 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Bonnie Wusz & Associates doesn't advise any private funds.

Careers at Bonnie Wusz & Associates, Inc.

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Wusz Family Trust Dtd 6/4/1991 Owner 1 Jun 1991 75% - 100% xxx-xx-xxxx
Laurel Anne Hackett Chief compliance officer 1 Jan 2010 Other 3223067

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Bonnie Sue Wusz Trustee 1 Jun 1991 50% - 75% 1141949
Timothy Wusz Trustee 1 Jun 1991 50% - 75% 5202702
Timothy Nmn Wusz Trustee 1 Jun 1991 50% - 75% 5202702

Based in Orange

The principal office where Bonnie Wusz & Associates, Inc. performs its advisory services is located at 3111 N. Tustin Street, Orange, CA 92865, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 714-998-2077 or by fax 714-998-3573. The normal business hours are 8:00 am - 4:30 pm on Monday - Friday. You can find more information about the New York firm at bwandassociatesinc.com.