Sorrento Investment Co LLC (Los Angeles)


Sorrento Investment Co LLC is a large advisory firm based in Los Angeles. It manages $147 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Sorrento Investment provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Sorrento Investment: assets under management

The assets under management (AUM) of Sorrento Investment Co LLC is $147 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 84% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $147 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $36.75 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sorrento Investment Co LLC for their services and products based on fixed fees and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sorrento Investment Co LLC

Werner Felix Wolfen has been acting as President since 1 Jan 1999. Mary Glasier Wolfen joined the executive team most recently as the Wife.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Mary Glasier Wolfen Wife 1 Jul 1956 50% - 75% 4379328
Werner Felix Wolfen President 1 Jan 1999 50% - 75% 4379344

Based in Los Angeles

The principal office where Sorrento Investment Co LLC performs its advisory services is located at 1800 Avenue Of The Stars, Los Angeles, CA 90067, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-203-7521 or by fax 310-203-7645. The normal business hours are 9:00 a.m. - 5:30 p.m. on Monday - Friday.