Mount Kellett Capital Management LP (New York)


Mount Kellett Capital Management LP is a large advisory firm based in New York. It manages $1.36 billion of regulatory assets for 26 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Mount Kellett Capital Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mount Kellett Capital Management: assets under management

The assets under management (AUM) of Mount Kellett Capital Management LP is $1.36 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -78% since the beginning of its operation, and $1.34 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $1.36 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $52.38 million each.
Mount Kellett Capital Management has custody of $1.36 billion in cash and securities for 26 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mount Kellett Capital Management LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mount Kellett Capital Management serves?

The only and largest group of clients of Mount Kellett Capital Management is pooled investment vehicles with 26 clients and $1.36 billion of assets under management. Among the 10 most similar advisory firms, Mount Kellett Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.36 billion for 26 clients. 73% of the firm’s clients are foreign persons or businesses.

Mount Kellett Capital Management also advises several private funds. Namely, four hedge funds and twenty one private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $20,000,000.

Careers at Mount Kellett Capital Management LP

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Mount Kellett Capital Hk Holdings Llc Shareholder (mount kellett capital (hong kong) ltd) 1 Feb 2008 75% - 100% 90-0365238
Jason Edward Maynard Director (mount kellett capital (hong kong) ltd) 1 Feb 2008 Other 2529699
Malcolm Mashood Moller Director (mount kellett capital management (mauritius) ltd) 1 Jun 2008 Other 6028939
Marie Gerard Gilbert Noel Director (mount kellett capital management (mauritius) ltd) 1 Jun 2008 Other 6028937
Malcolm Moller Director (mount kellett capital management (mauritius) ltd) 1 Jun 2008 Other 6028939
Gilbert Noel Director (mount kellett capital management (mauritius) ltd) 1 Jun 2008 Other 6028937
Jason Edward Maynard Limited partner (mount kellett capital management lp) 1 Aug 2008 Other 2529699
Mark Edward Mcgoldrick Principal and global chief investment officer (mount kellett capital management lp) 1 Aug 2008 25% - 50% 2863620
The Norinchukin Bank Limited partner (mount kellett capital management lp) 1 Aug 2008 Other 06-1065148
Mount Kellett Capital Management Gp Llc General partner (mount kellett capital management lp) 1 Aug 2008 Other 90-0365235
Suresh Eshwara Prabhala Director (mount kellett capital management india private limited) 1 Aug 2008 Other 6028656
Mount Kellett Capital Management (Mauritius) Ltd. Shareholder (mount kellett capital management india private limited) 1 Sep 2008 75% - 100% 98-0590097
Aaron Jeffrey Bellish Chief financial officer (mount kellett capital management lp) 1 Nov 2008 Other 5400918
Nicholas Henry Weber Principal and head of europe (mount kellett capital management lp) 1 Sep 2009 Other 3008904
Mount Kellett Capital (Uk) Holdings Limited Corporate member (mount kellett capital management (uk) llp) 1 Sep 2009 75% - 100% 98-0629627
Allan Joseph Finnerty Director (mount kellett capital management india private limited) 1 Jun 2010 Other 6028935
Jonathan David Fiorello Global co-head of asset management, finance and operations (mount kellett capital management lp) and co-head of asia 1 Sep 2010 Other 3102540
Daniel Evan Karp General counsel (mount kellett capital management lp) 1 Jun 2011 Other 4912234
Roy Edwin Campbell Director (mount kellett capital management india private limited) 1 Sep 2011 Other 2657710
Ken Nolan Murphy Head of asset management (mount kellett capital management lp) 1 Nov 2011 Other 4892539
Jonathan David Fiorello Director (mount kellett capital management india private limited) 1 Mar 2012 Other 3102540
Richard Ray Frapart Chief financial officer (mount kellett capital management lp) 1 Oct 2012 Other 6316947
Richard R Frapart Chief financial officer (mount kellett capital management lp) 1 Oct 2012 Other 6316947
John Gordon Jerow General counsel (mount kellett capital management lp) 1 Nov 2012 Other 6175392
Venkitraman Narayanan Director (mount kellett capital management india private limited) 1 Nov 2012 Other 6316970
Ken Nolan Murphy Member 1 Jan 2013 Other 4892539
Joseph Wesley Hartswell Chief compliance officer (mount kellett capital management lp) 1 Mar 2013 Other 5381455
Michael James Linahan Co-chief operating officer (mount kellett capital management lp) 1 Sep 2013 Other 2245234
Cody Heath Donnan Co-chief operating officer (mount kellett capital management lp) 1 Sep 2013 Other 6316940
Jonathan David Fiorello Director (mount kellett capital management (mauritius) ltd) 1 Sep 2013 Other 3102540
Michael Linahan Co-chief operating officer (mount kellett capital management lp) 1 Sep 2013 Other 2245234
Ken Nolan Murphy Director (mount kellett capital management (mauritius) ltd) 1 Sep 2013 Other 4892539
Ken Nolan Murphy Alternate director (mount kellett capital management india private limited) 1 Nov 2013 Other 4892539
Jason Edward Maynard Additional director (mount kellett capital management india private limited) 1 Nov 2013 Other 2529699
Norman Louie Co-head of north american investments 1 Mar 2014 Other 2620802
Andrew Martin Axelrod Co-head of north american investments 1 Mar 2014 Other 5005743
Shiv Nandan Negi Director (mount kellett capital management india private limited) 1 Jan 2015 Other 6467421
Chirag Dilipkumar Shah Director (mount kellett capital management india private limited) 1 May 2015 Other 6542571
Scott Michael Justin Chief compliance officer (mount kellett capital management lp) 1 Aug 2015 Other 6551617
Noel Patrick L.C.K. Lee Mo Lin Director (mount kellett capital management (mauritius) ltd.) 1 Dec 2015 Other 6632220
Andrew John Walsh Chief compliance officer (mount kellett capital management lp) 1 Mar 2016 Other 6632217
Mark Edward Mcgoldrick Director (mount kellett capital management (mauritius) ltd 1 Feb 2017 Other 2863620

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Mark Edward Mcgoldrick Managing member 1 Apr 2008 75% - 100% 2863620
Jason Edward Maynard Managing member 1 Apr 2008 25% - 50% 2529699
Mount Kellett Capital Management Lp Managing member 1 May 2008 75% - 100% 157557
Mount Kellett Capital Management Lp Shareholder 1 Aug 2008 75% - 100% 157557
Mount Kellett Capital Management Lp Shareholder 1 Sep 2008 75% - 100% 157557

Based in New York

The principal office where Mount Kellett Capital Management LP performs its advisory services is located at 1345 Avenue Of The Americas, 46 Th Floor, New York, NY 10105, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-798-6100 or by fax 917-591-8633. The normal business hours are 8 a.m. - 6 p.m. on Monday - Friday. You can find more information about the New York firm at mountkellett.com.