Deutsche Investment Management Americas Inc. (New York)


Deutsche Investment Management Americas Inc. is a large advisory firm based in New York. It manages $197.35 billion of regulatory assets for 714 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Deutsche Investment Management Americas provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Deutsche Investment Management Americas: assets under management

The assets under management (AUM) of Deutsche Investment Management Americas Inc. is $197.35 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -40% since the beginning of its operation, and $69.05 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $197.35 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $276.4 million each.
Deutsche Investment Management Americas has custody of $699.47 million in cash and securities for 3 clients in total and its related person acts as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 23% of the total AUM. The second-largest asset type is government bonds, which make up 19% of the firm’s portfolio. Investments in state and local bonds form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Deutsche Investment Management Americas Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Christine Louise Rosner serves?

The firm provides services to insurance companies, investment companies, charitable organizations, other investment advisers, high net worth individuals, pooled investment vehicles, banking or thrift institutions, corporations or other businesses, pension and profit sharing plans, and sovereign wealth funds and foreign official institutions. The largest group of clients of Christine Louise Rosner is insurance companies with 68 clients and $94.01 billion of assets under management. Among the 10 most similar advisory firms, Deutsche Investment Management Americas has the 2nd highest percentage of insurance companies out of all clients.

The amount of regulatory assets under management is $197.01 billion for 191 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 16% of the firm’s clients are foreign persons or businesses.

Deutsche Investment Management Americas also advises several private funds. Namely, one hedge fund, one real estate fund, one other private fund, and five securitized asset funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at Deutsche Investment Management Americas Inc.

The company employs 365 people that are either part- or full-time employees. 49 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Christine Louise Rosner has been acting as President since 1 Sep 2009. Freddi Klassen joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Nicholas Bratt Corporate vice president 1 Jun 2000 Other 718127
William Nelson Shiebler Chief executive officer & director 1 Mar 2002 Other 421992
Deutsche Bank Americas Holding Corporation Direct owner 1 Apr 2002 75% - 100% 13-3645372
Dean Sherman Barr Global chief investment officer & director 1 Apr 2002 Other 1189412
Thomas James Hughes President & chief operating officer & director 1 Apr 2002 Other 1258975
Deborah Ann Flickinger Chief of staff & director 1 Apr 2002 Other 1521551
Betty Whelchel Chief legal officer 1 Apr 2002 Other 4523615
William George Butterly Secretary 1 Apr 2002 Other 2357915
Freiherr Von Girsewald Director 1 Apr 2002 Other 4530457
William Nelson Shiebler Chairman & director 1 Apr 2002 Other 421992
Philipp Von Girsewald Director 1 Apr 2002 Other 4530457
Thomas Frederick Eggers President, ceo 1 May 2002 Other 702468
Linda Jean Wondrack Chief compliance officer 1 Jul 2002 Other 1589187
Linda Jean Wondrack Chief compliance officer 1 Oct 2002 Other 1589187
Gwyn Morgan Thomas Treasurer 1 Oct 2002 Other 4451599
Thomas Frederick Eggers Executive vice president 1 Jul 2003 Other 702468
Leo P. Grohowski Executive vice president 1 Jul 2003 Other 4359380
Gloria Sue Nelund Executive vice president 1 Jul 2003 Other 2192452
Jeffrey Scott Wallace Director, chief financial officer, treasurer 1 Jul 2003 Other 2350996
Stephen Robert Burke Executive vice president 1 Jul 2003 Other 1054623
Phillip Gallo Chief compliance officer 1 Jul 2003 Other 4074047
Evelyn B. Tressitt Director, chief operating officer 1 Oct 2003 Other 4779064
Allen Thomas Smith Secretary and chief legal officer 1 Oct 2004 Other 3191638
William Anthony Gagliardi Director, chief financial officer, treasurer 1 Jan 2005 Other 4154843
Michael Ray Colon Director & chief operating officer 1 Mar 2005 Other 4675449
Axel Schwarzer President, chief executive officer & director 1 Jun 2005 Other 5085402
Mark Hunter Cullen Executive vice president 1 Aug 2005 Other 2309559
John Franklyn Robbins Chief compliance officer 1 Dec 2005 Other 1967073
Jennifer Birmingham Director, chief financial officer, treasurer 1 Dec 2005 Other 5079411
Jennifer Marie Birmingham Chief financial officer, treasurer 1 Dec 2005 Other 5079411
Patrick Martin Campion Executive vice president 1 Mar 2006 Other 4189183
John S Pak Secretary and chief legal officer 1 Dec 2006 Other 3226458
Kyle Paul Delaney Managing director 1 Mar 2007 Other 2436436
Robert Anthony Kloby Chief compliance officer 1 Jun 2008 Other 1299725
Christine Louise Rosner Director 1 Sep 2009 Other 4751095
Cynthia Pierce Nestle Director 1 Sep 2009 Other 1835650
Alban Miranda Chief operating officer & director 1 Sep 2009 Other 5715134
John Russell Nolan President, chief executive officer, director 1 Sep 2009 Other 1334244
Francine Legaspi Chief financial officer 1 Aug 2010 Other 5832697
Bennett Allen Macdougall Chief legal officer 1 Jul 2012 Other 4572830
Michael J Woods Chief executive officer 1 Nov 2012 Other 4063044
Christopher C Burns Chief operating officer and director 1 Feb 2013 Other 4246241
Nancy Lee Tanzil Chief financial officer 1 Apr 2013 Other 2207396
Joseph Walter Sarbinowski Chief executive officer 1 Oct 2013 Other 4539039
Cynthia Pierce Nestle Chief operating officer and director 1 Dec 2013 Other 1835650
Daniel Brian Costello Chief operating officer 1 Apr 2014 Other 4572693
John Brian Millette Chief legal officer 1 May 2015 Other 6500405
Erik Peter Mogavero Chief compliance officer 1 Jun 2016 Other 2540210
Fiona Teresa Bassett Director and executive vice president 1 Aug 2016 Other 6412342
Paul David Blodgett Director and executive vice president 1 Aug 2016 Other 5428466
Wahgo Chang Director and chief operating officer 1 Aug 2016 Other 6718347
Gregory Mitchell Staples Director 1 Aug 2016 Other 4353924
Fiona Teresa Lury Director and executive vice president 1 Aug 2016 Other 6412342
Robert Daniel Kendall Chief executive officer 1 Nov 2016 Other 2765873
Deutsche Asset Management Usa Corporation Direct owner 1 Nov 2016 75% - 100% 81-4622928
Deutsche Asset Management Us Holding Corporation Shareholder 1 Aug 2017 75% - 100% 82-2196192
Michelle Sharon Goveia Chief compliance officer 1 Aug 2017 Other 2860014
Dws Usa Corporation Shareholder 1 Aug 2017 75% - 100% 82-2196192
Freddi Klassen Chief operating officer 1 Jun 2018 Other 6734901
David S Bianco Director, chairman, chief executive officer and president 1 Jun 2018 Other 2646719

Indirect Owners

The SEC currently registers 9 indirect owners.

Name Entity Date acquired Ownership Employer ID
Db Usa Corporation Indirect owner 1 Apr 2002 75% - 100% 13-4060471
Deutsche Bank Ag Indirect owner 1 Apr 2002 75% - 100% foreign
Taunus Corporation Indirect owner 1 Apr 2002 75% - 100% 13-4060471
Deutsche Bank Americas Holding Corp. Shareholder 1 Nov 2016 75% - 100% 13-3645372
Db Americas Holding Corporation Shareholder 1 Nov 2016 75% - 100% 13-3645372
Deutsche Asset Management Usa Corporation Shareholder 1 Aug 2017 75% - 100% 81-4622928
Dws Group Gmbh & Co. Kgaa Shareholder 1 Apr 2018 75% - 100% foreign
Db Beteiligungs Holding Gmbh Shareholder 1 Apr 2018 75% - 100% foreign
Deutsche Bank Ag Shareholder 1 Apr 2018 75% - 100% 13-2944988

Based in New York

The principal office where Deutsche Investment Management Americas Inc. performs its advisory services is located at 345 Park Avenue, New York, NY 10154, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-250-2500. The normal business hours are 9:00 to 5:00 on Monday - Friday. You can find more information about the New York firm at dbadvisors.com.