Swan Philip V Associates LLC is a large advisory firm based in Pasadena. It manages $1.13 billion of regulatory assets for 415 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, New Hampshire, Oregon, Texas, and Washington.
Swan Philip V Associates provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Swan Philip V Associates LLC is $1.13 billion. The firm's AUM has gone down by -5% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Swan Philip V Associates LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The principal office where Swan Philip V Associates LLC performs its advisory services is located at 527 South Lake Avenue, Pasadena, CA 91101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (626) 793-0377 or by fax (626) 793-2371. The normal business hours are 7 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at www.philipswan.com.