J.F. Lehman And Company LLC (New York)

Name: J.F. Lehman And Company LLC
Address: 110 East 59 Th Street, New York, NY, 10022
Telephone: 212-634-0100

J.F. Lehman And Company LLC is a large advisory firm based in New York. It manages $1.78 billion of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of New York and Virginia.

J.F. Lehman And Company provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

J.F. Lehman And Company: assets under management

The assets under management (AUM) of J.F. Lehman And Company LLC is $1.78 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 5% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.78 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $118.59 million each.

J.F. Lehman And Company has custody of $1.55 billion in cash and securities for 15 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay J.F. Lehman And Company LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients J.F. Lehman And Company serves?

The only and largest group of clients of J.F. Lehman And Company is pooled investment vehicles with 15 clients and $1.78 billion of assets under management. Among the 10 most similar advisory firms, J.F. Lehman And Company has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.78 billion for 15 clients. None of the firm’s clients are foreign persons or businesses.

J.F. Lehman And Company also advises several private funds. Namely, fifteen private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.

Careers at J.F. Lehman And Company LLC

The company employs 29 people that are either part- or full-time employees. 72 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Francis Lehman	Member, management committee member	1 Jan 2018	Other	1826464
David Leonard Rattner	Managing director, legal, administration, and chief compliance officer	1 Jan 2018	Other	6018613
Louis Neil Mintz	Member, management committee member	1 Jan 2018	25% - 50%	1727642
Stephen Laurence Brooks	Member, management committee member	1 Jan 2018	25% - 50%	2787246
Clark Alexander Harman	Member, management committee member	1 Jan 2018	25% - 50%	6916327
David Rattner	Managing director, legal, administration, and chief compliance officer	1 Jan 2018	Other	6018613
Stephen L Brooks	Member, management committee member	1 Jan 2018	25% - 50%	2787246

Based in New York

The principal office where J.F. Lehman And Company LLC performs its advisory services is located at 110 East 59 Th Street, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Arlington, VA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-634-0100 or by fax 212-634-1155. The normal business hours are 9:00 to 5:00 on Monday - Friday. You can find more information about the New York firm at jflparters.com.