Bacap Distributors, LLC (Charlotte)


Bacap Distributors, LLC is a large advisory firm based in Charlotte. It manages $409.69 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of North Carolina.

Bacap Distributors provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bacap Distributors: assets under management

The assets under management (AUM) of Bacap Distributors, LLC is $409.69 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $409.69 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $409.69 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Bacap Distributors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Bacap Distributors, LLC

Robert Harry Gordon has been acting as President since 1 Feb 1998. Jean Marie Bradley joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
N.A. Bank Of America Member 1 Aug 1995 75% - 100% 56-0927416
Edward David Bedard Coo/manager/finop 1 Jan 1997 Other 2269354
Robert Harry Gordon Chairman/president/chief executive officer/manager 1 Feb 1998 Other 2141479
Arthur Anthony Fritz Compliance officer/director of compliance 1 Jan 1999 Other 1077718
Michael Edward Kenneally Manager 1 Jan 2000 Other 4140099
Peter David Taube Treasurer 1 Mar 2002 Other 2307746
Mary Anne Mullin Compliance officer 1 Aug 2002 Other xxx-xx-xxxx
Cesare Philip Tazza Manager 1 Mar 2003 Other xxx-xx-xxxx
Richard Michael Demartini Manager 1 Oct 2003 Other 809586
Hollis Keith Winn President/manager 1 Nov 2003 Other 1003441
Richard Mark Romine Finop 1 Mar 2004 Other 4484139
Roger Alan Sayler Manager 1 Apr 2004 Other xxx-xx-xxxx
Keith Thomas Banks Manager 1 Apr 2004 Other xxx-xx-xxxx
Philip John Jr Iudice Financial operations principal 1 Jul 2004 Other 2036589
Angela Michelle Cox Chief compliance officer-broker/dealer 1 Nov 2004 Other 2575579
Frederick Ray Jr Berretta President 1 Jan 2005 Other 2266140
Jeffrey Paul Avers Chief operating officer 1 Apr 2005 Other 2872754
Jean Marie Bradley Chief compliance officer 1 May 2005 Other 835988

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Bank Of America Corporation Shareholder 1 Aug 1995 75% - 100% 56-0906609
Nb Holdings Corporation Shareholder 1 Aug 1995 75% - 100% 57-1857749

Based in Charlotte

The principal office where Bacap Distributors, LLC performs its advisory services is located at 101 S. Tryon St., Charlotte, NC 28255, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-386-9057 or by fax 704-386-3665. The normal business hours are 8:00 am - 6:00 pm on Monday - Friday.