Yamashiro Financial Services Inc. (Pasadena)


Yamashiro Financial Services Inc. is a large advisory firm based in Pasadena. It manages $225 million of regulatory assets for 497 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California and Nevada.

Yamashiro Financial Services provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Yamashiro Financial Services: assets under management

The assets under management (AUM) of Yamashiro Financial Services Inc. is $225 million. The firm's AUM has grown by 178% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $140 million in discretionary accounts and $85 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.28 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $219.07 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Yamashiro Financial Services Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Pasadena

The principal office where Yamashiro Financial Services Inc. performs its advisory services is located at 201 South Lake Avenue, Pasadena, CA 91101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 626-792-9605 or by fax 626-792-8524. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at capitalanlyst.com.