Shields Capital Corporation is a large advisory firm based in New York. It manages $25.97 million of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Georgia.
Shields Capital Corporation provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Shields Capital Corporation is $25.97 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -62% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Shields Capital Corporation for their services and products based on a percentage of assets under management and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Joseph Vincent Shields has been acting as President since 1 Jun 1982. Kevin Patrick Vancleve joined the executive team most recently as the Msrb Principal.
The principal office where Shields Capital Corporation performs its advisory services is located at 140 Broadway,44 Th Floor, New York, NY 10005, which is also the mailing address of the firm. An additional office of the firm is in Thomasville, GA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-320-3000 or by fax 212-320-3040. The normal business hours are 9:00a - 5:00p on Monday - Friday. You can find more information about the New York firm at shieldsandco.com.