Fmr Investment Management (Uk) Limited (London)


Fmr Investment Management (Uk) Limited is a large advisory firm based in London. It manages $20.27 billion of regulatory assets for 45 client accounts. It has been registered with the SEC as an adviser since 2015.

Fmr Investment Management (Uk) Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and portfolio management for foreign, proprietary, and bank managed funds and accounts. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fmr Investment Management (Uk) Limited: assets under management

The assets under management (AUM) of Fmr Investment Management (Uk) Limited is $20.27 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -1% since the beginning of its operation, and $4.97 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $20.27 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $450.48 million each.

Investments

The firm invests in sovereign bonds the most. They account for 67% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 28% of the firm’s portfolio. Investments in investment grade corporate bonds form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fmr Investment Management (Uk) Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mark David Flaherty serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Mark David Flaherty is investment companies with 21 clients and $13.75 billion of assets under management. Among the 11 most similar advisory firms, Fmr Investment Management (Uk) Limited has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $19.94 billion for 25 clients. 3% of the firm’s clients are foreign persons or businesses.

Fmr Investment Management (Uk) Limited also advises several private funds.

Careers at Fmr Investment Management (Uk) Limited

The company employs 92 people that are either part- or full-time employees. 78 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Mark David Flaherty has been acting as President since 1 Jan 2012. William Charles Coffey joined the executive team most recently as the Chief Legal Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Scott C (Mi Only) Goebel Assistant secretary 1 Jun 2008 Other 4491841
Mark David Flaherty Director 1 Jan 2012 Other 6031145
Linda Jean Wondrack Chief compliance officer 1 Apr 2012 Other 1589187
William E Dailey Treasurer, director 1 Nov 2012 Other 5226182
Adrian James Tyerman Compliance officer 1 Dec 2012 Other 5889704
Fidelity Management & Research (U.K.) Inc. Shareholder 1 Jan 2013 75% - 100% 04-3532603
Jeffrey Paul Lagarce Chief executive officer, director 1 Jan 2015 Other 1014406
Nancy D. Prior Director 1 Apr 2015 Other 6044826
Nancy Delia Prior Director 1 Apr 2015 Other 6044826
Matthew Thomas Born Director 1 May 2015 Other 2268994
Michael D Kopfler Director 1 May 2015 Other 6172121
Lawrence J. (Mi Only) Brindisi Director 1 May 2015 Other 5438505
Brian B (Mi Only) Hogan Director 1 Jun 2015 Other 5663718
Brian Brazell Hogan Director 1 Jun 2015 Other 5663718
Marc Robert Bryant Chief legal officer 1 Oct 2015 Other 4516386
Paula Jean Kienert Director 1 Dec 2015 Other 6613792
Paula Kienert Director 1 Dec 2015 Other 6613792
Derek Lane Young Director 1 Mar 2016 Other 5538963
Derek L Young Director 1 Mar 2016 Other 5538963
Christopher John Seabolt Director 1 Apr 2016 Other 3090936
Markus Karl Eugen Eichacker Co-chief executive officer, director 1 Jul 2016 Other 5747442
Andrew Geoffrey Lewis Director 1 Jan 2017 Other 6744458
Fidelity Management & Research Company Shareholder 1 May 2017 75% - 100% 108281
Mark (Nmn) Sullivan Director 1 Dec 2017 Other 6901189
Joseph Frank Desantis Director 1 Apr 2018 Other 1452824
James (Nmn) Pagliocco Director 1 May 2018 Other 2141541
Kevin Matthew Meagher Chief compliance officer 1 Jul 2018 Other 7002688
Matthew Thomas Born Director 1 Aug 2018 Other 2268994
Andrew John Boyd Director 1 Aug 2018 Other 7013457
William Charles Coffey Chief legal officer 1 Nov 2018 Other 7036242

Indirect Owners

The SEC currently registers 13 indirect owners.

Name Entity Date acquired Ownership Employer ID
Edward C (Mi Only) Johnson Director 1 Oct 1972 Other 1367269
Fmr Llc Shareholder 1 Jul 1986 75% - 100% 04-2507163
Fidelity Management & Research Company Shareholder 1 Jul 1986 75% - 100% 108281
James C (Mi Only) Curvey Director 1 Feb 1990 Other 2293087
James Charles Curvey Elected manager 1 Feb 1990 Other 2293087
Abigail Pierrepont Johnson Director 1 May 1994 Other 4340399
Edward C (Mi Only) Johnson Iv Director 1 Apr 2006 Other 5305256
John J (Mi Only) Remondi Director 1 Apr 2006 Other 4348172
Edward Crosby Johnson Iv Elected manager 1 Apr 2006 Other 5305256
John Joseph Remondi Elected manager 1 Apr 2006 Other 4348172
Michael E (Mi Only) Wilens Director 1 Oct 2014 Other 5653418
Gerard John Mcgraw Director 1 Oct 2014 Other 4713963
Michael Engber Wilens Elected manager 1 Oct 2014 Other 5653418

Based in London

The principal office where Fmr Investment Management (Uk) Limited performs its advisory services is located at 1 St. Martins Le Grand, London, Ec1 A 4 As The mailing address of the firm is 245 Summer St, V10 H, Boston, MA 02210. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44(0)2071843500 or by fax 44(0)2071843650. The normal business hours are 9:00 a.m. - 5:00 p.m. gmt on Monday - Friday. You can find more information about the New York firm at advisor.fidelity.com.