Vestor Capital Securities, LLC (Chicago)


Vestor Capital Securities, LLC is a large advisory firm based in Chicago. It manages $392.41 million of regulatory assets for 833 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of California, Colorado, Connecticut, and 20 other states.

Vestor Capital Securities provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Vestor Capital Securities: assets under management

The assets under management (AUM) of Vestor Capital Securities, LLC is $392.41 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $376.68 million in discretionary accounts and $15.74 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $478.62 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $342.13 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Vestor Capital Securities, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Vestor Capital Securities, LLC

Brian Christian Baker has been acting as President since 1 Dec 1984. Inc. Vestor Capital Holding Company joined the executive team most recently as the Parent.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Brian Christian Baker President/chief investment officer/principal/manager 1 Dec 1984 Other 1314517
Martin Buehler Executive vice president/secretary/principal/manager 1 Aug 1991 Other 858556
Thomas Lawrence Doyle Executive vice president/principal/manager 1 Nov 1991 Other 725120
William Patrick Mcnulty Treasurer/manager/principal/chief compliance officer 1 Mar 1995 Other 2606184
Jeffrey William Krol Manager 1 Sep 1996 Other 2286474
Fred Dennis Campobasso Manager 1 Jan 1997 Other 1689421
Inc. Vestor Capital Holding Company Parent 1 Oct 2010 75% - 100% 27-2929840

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Brian Christian Baker President/director 1 Oct 2010 50% - 75% 1314517

Based in Chicago

The principal office where Vestor Capital Securities, LLC performs its advisory services is located at 10 S. Riverside Plaza, Chicago, IL 60606 3840, which is also the mailing address of the firm. An additional office of the firm is in Lake Forest, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-641-2400 or by fax 312-641-3646. The normal business hours are 8:30 to 5:00 on Monday - Friday. You can find more information about the New York firm at www.vestorcapital.com.