Lion Capital Management, LLC (San Francisco)


Lion Capital Management, LLC is an adviser based in San Francisco. It manages $300 thousand of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of California.

Lion Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lion Capital Management: assets under management

The assets under management (AUM) of Lion Capital Management, LLC is $300 thousand, all of which is managed in discretionary accounts. The firm's AUM has gone down by -100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $300 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $300 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lion Capital Management, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lion Capital Management, LLC

Inza Soumahoro has been acting as President since 1 May 2002. Hausmann Alain A Banét joined the executive team most recently as the President & Chief Executive Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Phillip E Wilken Director & managing member 1 May 2002 Other 4553163
Ousmann Anzoumana Gbane Principal,cio & compliance officer 1 May 2002 25% - 50% 2568250
Debra G Mao Director & managing member 1 May 2002 Other 4553166
Inza Soumahoro Director/managing member & cfo 1 May 2002 Other 4553216
Michel A Bongo Director 1 May 2002 Other 4553219
Lcs Services. Inc. Member 1 May 2002 Other 35-4342768
Ousmann A Gbane Principal,cio & compliance officer 1 May 2002 75% - 100% 2568250
Hausmann Alain A Banét Principal & chief compliance officer 1 May 2002 75% - 100% 2568250
Phillip E Wilken Board of trustee 1 Dec 2003 Other 4553163
Michel A Bongo Independent director 1 Dec 2003 Other 4553219
Hausmann Alain A Banét President & chief executive officer 1 Oct 2004 75% - 100% 2568250

Based in San Francisco

The principal office where Lion Capital Management, LLC performs its advisory services is located at 88 Kearny Street, Suite 1450, San Francisco, CA 94108, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-358-1110 or by fax 415-358-1150. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday.