Cantor Fitzgerald Investment Advisors, L.P. is a large advisory firm based in New York. It manages $3.04 billion of regulatory assets for 1,443 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.
Cantor Fitzgerald Investment Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm also engages as a separate business of cfia focusing on composite.
The assets under management (AUM) of Cantor Fitzgerald Investment Advisors, L.P. is $3.04 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 951% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Cantor Fitzgerald Investment Advisors, L.P. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, other investment advisers, high net worth individuals, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Cantor Fitzgerald Investment Advisors is other investment advisers with 655 clients and $215.71 million of assets under management. Among the 6 most similar advisory firms, Cantor Fitzgerald Investment Advisors has the highest percentage of other investment advisers out of all clients.
The amount of regulatory assets under management is $647.34 million for 1,442 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Cantor Fitzgerald Investment Advisors also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons ranges from $0 to $100,000.
The company employs 20 people that are either part- or full-time employees. 30 percent of the employees work as investment advisers or researchers. 12 employees are registered as investment adviser representatives with the state securities authorities.
There are 75 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
Walter Desmond Karle joined the executive team most recently as the Chief Compliance Officer.
The principal office where Cantor Fitzgerald Investment Advisors, L.P. performs its advisory services is located at 110 East 59 Th Street, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in La Jolla, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (212) 915-1722 or by fax (212) 829-4772. The normal business hours are 9:00-5:00 on Monday - Friday.