Camelot Advisors, LLC (Maumee)


Camelot Advisors, LLC is a related adviser based in Maumee. It manages $156.37 million of regulatory assets for 701 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Alabama, Florida, Indiana, and 7 other states.

Camelot Advisors provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Camelot Advisors: assets under management

The assets under management (AUM) of Camelot Advisors, LLC is $156.37 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 189% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $156.37 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $223.07 thousand each.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Camelot Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Camelot Advisors serves?

The only and largest group of clients of Camelot Advisors is individuals with 696 clients and $156.37 million of assets under management. Among the 7 most similar advisory firms, Camelot Advisors has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $156.37 million for 696 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Camelot Advisors doesn't advise any private funds.

Careers at Camelot Advisors, LLC

The company employs 12 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 12 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Darren Thaddaeus Munn Ceo/managing member 1 Dec 2013 75% - 100% 3100611
Jennifer L Rogers Chief compliance officer 1 Dec 2013 Other 4656645
Stephen Lawrence Hanley Portfolio manager/ chief operations officer 1 Dec 2013 Other 4647573
Sarah Jane Berndt Chief investment strategist 1 Dec 2013 Other 1264410
Ruyle Family Irrevocable Trust Trust 1 Dec 2013 Other 45-6328048
Ashleigh Cooper Swayze Chief compliance officer 1 Mar 2016 Other 4632543

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Timothy Wynkoop Trustee 1 Jul 2011 Other 6288342

Based in Maumee

The principal office where Camelot Advisors, LLC performs its advisory services is located at 1700 Woodlands Dr., Maumee, OH 43537, which is also the mailing address of the firm. An additional office of the firm is in Elkhart, IN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 419-794-0538. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at camelotportfolios.com/.