Leerink Transformation Partners LLC (Boston)


Leerink Transformation Partners LLC is a large advisory firm based in Boston. It manages $321.89 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of Massachusetts.

Leerink Transformation Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Leerink Transformation Partners: assets under management

The assets under management (AUM) of Leerink Transformation Partners LLC is $321.89 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 90% since the beginning of its operation, and $112.5 million of the total AUM is attributable to clients outside of the United States.

The firm manages $321.89 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $64.38 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Leerink Transformation Partners LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Leerink Transformation Partners serves?

The only and largest group of clients of Leerink Transformation Partners is pooled investment vehicles with 5 clients and $321.89 million of assets under management. Among the 8 most similar advisory firms, Leerink Transformation Partners has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $321.89 million for 5 clients. None of the firm’s clients are foreign persons or businesses.

Leerink Transformation Partners also advises several private funds. Namely, three private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.

Careers at Leerink Transformation Partners LLC

The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Todd C Cozzens Managing partner 1 Nov 2015 Other 1113962
Timothy Albert George Gerhold General counsel 1 Nov 2015 Other 2755781
Jeffrey Alan Leerink Managing partner 1 Nov 2015 Other 1718986
Leerink Capital Partners Llc Member 1 Nov 2015 75% - 100% 46-4689928
Kevin Michael Brown Chief financial officer 1 Mar 2016 Other 6316021
Jared Adam Kesselheim Managing partner 1 Mar 2016 Other 6625841
J Eric Anderson Chief compliance officer 1 Mar 2016 Other 1084169
Leerink Kieger Capital Partners Llc Member 1 May 2016 75% - 100% 46-4932363
Elizabeth Ann Staley Chief compliance officer 1 Mar 2018 Other 6109597
Steven P Heineman General counsel 1 Mar 2019 Other 5386950

Indirect Owners

The SEC currently registers 9 indirect owners.

Name Entity Date acquired Ownership Employer ID
Leerink Holdings Llc Member 1 Oct 2013 75% - 100% 75-3244911
Leerink Swann Massachusetts Business Trust Member 1 Oct 2013 50% - 75% 04-3273910
Jeffrey Alan Leerink Holder of beneficial interest 1 Oct 2013 25% - 50% 1718986
Svb Leerink Holdings Llc Member 1 Oct 2013 75% - 100% 75-3244911
Kieger Ag Member 1 Jun 2014 75% - 100% foreign entity
Kieger (Us) Ltd. Member 1 May 2016 25% - 50% 47-1066649
Leerink Capital Partners Llc Member 1 May 2016 25% - 50% 46-4689928
Svb Leerink Capital Llc Member 1 May 2016 25% - 50% 46-4689928
Svb Financial Group Member 1 Jan 2019 75% - 100% 91-1962278

Based in Boston

The principal office where Leerink Transformation Partners LLC performs its advisory services is located at One Federal Street, 25 Th Floor, Boston, MA 02110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-918-4013 or by fax 617-918-4113. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at leerinkcapital.com and its LinkedIn profile.