Copperleaf Capital, LLC (Raleigh)


Copperleaf Capital, LLC is a large advisory firm based in Raleigh. It manages $198.38 million of regulatory assets for 1,857 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Arkansas, California, Colorado, and 11 other states.

Copperleaf Capital provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Copperleaf Capital: assets under management

The assets under management (AUM) of Copperleaf Capital, LLC is $198.38 million. The firm's AUM has grown by 22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $114.04 million in discretionary accounts and $84.34 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $247.92 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $60.37 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 57% of the total AUM. The second-largest asset type is exchange traded securities, which make up 20% of the firm’s portfolio. Investments in investment grade corporate bonds form 11% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Copperleaf Capital, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ryan Gary Peterson serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Ryan Gary Peterson is corporations or other businesses with 27 clients and $55.54 million of assets under management. Among the 9 most similar advisory firms, Copperleaf Capital has the highest percentage of corporations or other businesses out of all clients.

The amount of regulatory assets under management is $114.04 million for 189 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Copperleaf Capital doesn't advise any private funds.

Careers at Copperleaf Capital, LLC

The company employs 8 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Ryan Gary Peterson has been acting as President since 1 Jan 2008. John Ryan Heath joined the executive team most recently as the Senior Vice President, Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ryan Gary Peterson President 1 Jan 2008 50% - 75% 2206897
John Ryan Heath Senior vice president, chief compliance officer 1 Jan 2015 25% - 50% 4048213

Based in Raleigh

The principal office where Copperleaf Capital, LLC performs its advisory services is located at 5904 Six Forks Road, Raleigh, NC 27609, which is also the mailing address of the firm. An additional office of the firm is in Little Rock, AR. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 919-787-9725 or by fax 919-787-9727. The normal business hours are 9:00 - 5:00 mon-thu, 9:00-12:00 fri on Monday - Friday. You can find more information about the New York firm at copperleafcapital.com.