Copper Harbor Investment Advisors, LLC is a large advisory firm based in Appleton. It manages $311 million of regulatory assets for 152 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Wisconsin.
Copper Harbor Investment Advisors provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Copper Harbor Investment Advisors, LLC is $311 million. The firm's AUM has grown by 193% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Copper Harbor Investment Advisors, LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Copper Harbor Investment Advisors is high net worth individuals with 122 clients and $306.07 million of assets under management. Among the 7 most similar advisory firms, Copper Harbor Investment Advisors has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $311 million for 152 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Copper Harbor Investment Advisors doesn't advise any private funds.
The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Copper Harbor Investment Advisors, LLC performs its advisory services is located at 250 North Metro Drive, Appleton, WI 54913, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (920)687-7205. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at copperharbor.us.