Fairview Special Opportunities Management LLC (West Hartford)


Fairview Special Opportunities Management LLC is a large advisory firm based in West Hartford. It manages $50.5 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of Connecticut.

Fairview Special Opportunities Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fairview Special Opportunities Management: assets under management

The assets under management (AUM) of Fairview Special Opportunities Management LLC is $50.5 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $50.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $50.5 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fairview Special Opportunities Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Joann Harris Price President 1 Sep 2004 50% - 75% 4373639
Laurence Cornelius Morse Secretary 1 Sep 2004 50% - 75% 4359573

Based in West Hartford

The principal office where Fairview Special Opportunities Management LLC performs its advisory services is located at 75 Isham Road, West Hartford, CT 06107, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 860-674-8066 or by fax 860-678-5108. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at www.fairviewcapital.com.