Thales Fund Management, LLC (New York)


Thales Fund Management, LLC is a large advisory firm based in New York. It manages $1.02 billion of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of New York.

Thales Fund Management provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Thales Fund Management: assets under management

The assets under management (AUM) of Thales Fund Management, LLC is $1.02 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -31% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.02 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $101.65 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Thales Fund Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Thales Fund Management, LLC

Kevin Olegovich Ershov has served as the Chief Investment Officer since 1 Dec 1998 and Marek Taddeo Fludzinski is the Chief Executive Officer of Thales Fund Management, LLC family office. Peter Ackerman joined the executive team most recently as the Trustee.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Marek Taddeo Fludzinski Chief executive officer 1 Dec 1998 75% - 100% 2049983
Llc Somerville Member 1 Dec 1998 Other 13-3979763
Kevin Olegovich Ershov Chief investment officer 1 Dec 1998 Other 2592187
Llc Gorbush Member 1 Jan 2001 Other 22-3782092
Marco Augustus Battaglia Senior portfolio manager 1 Jan 2002 Other 2268560
Roger James Insley Chief compliance officer and cfo 1 Oct 2005 Other 4682365

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Perry Alan Lerner Trustee 1 Dec 1998 Other 4714663
Llc Santa Monica Pictures Member 1 Dec 1998 75% - 100% 52-2026720
Somerville Trust Member 1 Dec 1998 75% - 100% 52-6565877
James Sutton Regan Member 1 Jan 2001 50% - 75% 372944
David William Mills Member 1 Jan 2001 50% - 75% 2050931
Peter Ackerman Trustee 1 Dec 2006 Other 778

Based in New York

The principal office where Thales Fund Management, LLC performs its advisory services is located at 140 Broadway, 45 Th Floor, New York, NY 10005, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-509-3111 or by fax 212-509-3722. The normal business hours are 8am - 6pm on Monday - Friday. You can find more information about the New York firm at www.thales.com.