Olson Mobeck Investment Advisors, Inc (Rocky Hill)


Olson Mobeck Investment Advisors, Inc is a large advisory firm based in Rocky Hill. It manages $698.55 million of regulatory assets for 1,007 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of California, Connecticut, Florida, and 6 other states.

Olson Mobeck Investment Advisors provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Olson Mobeck Investment Advisors: assets under management

The assets under management (AUM) of Olson Mobeck Investment Advisors, Inc is $698.55 million. The firm's AUM has gone down by -10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $611.62 million in discretionary accounts and $86.93 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $723.81 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $536.6 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Olson Mobeck Investment Advisors, Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Olson Mobeck Investment Advisors, Inc

Robert John Mobeck has been acting as President since 1 Sep 1976. Gaylord Gray Horn joined the executive team most recently as the Managing Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Robert John Mobeck Secy/treas/director/vp 1 Sep 1976 Other 4324643
Roger L. Perry Director 1 Apr 1994 Other 4324658
Peoples Bank Parent 1 Jan 1998 75% - 100% 06-1213065
John Albert Klein Chairman/director 1 Oct 1999 Other 2505919
Bryan Joseph Huebner Director 1 Aug 2001 Other 1212129
Carlos Robert Mello President/director 1 Feb 2003 Other 4474539
Alfred Falcone Cco 1 Jun 2005 Other 4972949
Robert John Mobeck President/director 1 Jun 2005 Other 4324643
Peter Jay Kirschenbaum Secy/treasurer/vp/director 1 Jun 2005 Other 1969579
Gaylord Gray Horn Managing director 1 Aug 2005 Other 4462460

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
People's Mutual Holdings Majority parent of people's bank 1 Jan 1998 50% - 75% 06-0272630

Based in Rocky Hill

The principal office where Olson Mobeck Investment Advisors, Inc performs its advisory services is located at 35 Cold Spring Road Ste 112, Rocky Hill, CT 06067, which is also the mailing address of the firm. An additional office of the firm is in Litchfield, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 860-563-2368 or by fax 860-563-2831. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at www.peoples.com/im/cda/services_and_products/0,5053,1036,00.htm.