Investment Metrics, LLC is a large advisory firm based in Tucson. It manages $472 million of regulatory assets for 245 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Arizona, California, Louisiana, Minnesota, and Texas.
Investment Metrics provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Investment Metrics, LLC is $472 million. The firm's AUM has grown by 347% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Investment Metrics, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Investment Metrics is pension and profit sharing plans with 38 clients and $353.05 million of assets under management. Among the 9 most similar advisory firms, Investment Metrics has the 2nd highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $472 million for 246 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Investment Metrics doesn't advise any private funds.
The company employs 5 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Investment Metrics, LLC performs its advisory services is located at 4007 E. Paradise Falls Drive, Tucson, AZ 85712, which is also the mailing address of the firm. An additional office of the firm is in Plano, TX. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 520-327-1019 or by fax 520-327-1802. The normal business hours are 8:00 - 3:00 on Monday - Friday. You can find more information about the New York firm at wellspringfinancialpartners.com and its LinkedIn profile.