Trek Investment Advisors LLC (San Rafael)


Trek Investment Advisors LLC is a large advisory firm based in San Rafael. It manages $37.04 million of regulatory assets for 144 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of California.

Trek Investment Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Trek Investment Advisors: assets under management

The assets under management (AUM) of Trek Investment Advisors LLC is $37.04 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 24% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $37.04 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $257.24 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Trek Investment Advisors LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Trek Investment Advisors LLC

Andrew William Ryan has been acting as President since 1 May 2000. Robin P Newman joined the executive team most recently as the Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Andrew William Ryan President/chief compliance officer 1 May 2000 25% - 50% 1765898
Heffernan Insurance Brokers Shareholder 1 May 2000 50% - 75% 94-2506099
Robin P Newman Secretary 1 Sep 2006 Other 5298014
Francis Michael Heffernan Cfo 1 Sep 2006 Other 4487333

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Francis Michael Heffernan Owner 1 May 2000 50% - 75% 4487333

Based in San Rafael

The principal office where Trek Investment Advisors LLC performs its advisory services is located at 181 Third Street, San Rafael, CA 94901, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (415) 457-5631 or by fax (415) 258-9278. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.trekadv.com.